《金融服务等价性》对欧盟金融立法中专门针对第三国市场参与者的规则和程序进行了全面的跨行业审查。英国脱欧后，等值制度已成为特别热门的话题，因为从欧盟的角度来看，英国现在是第三国。本书调查了当前的等价体系是否适合其目的，即促进跨境金融，同时尽可能广泛地降低金融风险。
在描述了欧盟委员会如何采取等价措施后，本书考察了以下实体的等价制度实施情况：信用评级机构、基准、交易场所、投资公司、投资基金、中央证券托管机构、交易存储库和中央交易对手。针对最新的政策和法律发展，《金融服务等值》为金融监管学者、法律从业者和政策制定者提供了深入了解这一复杂金融监管领域的指南。
Equivalence in Financial Services: A Legal and Policy Analysis
Equivalence in Financial Services offers a comprehensive and cross-industry examination of the rules and procedures under EU financial legislation dedicated to third-country market actors. The equivalence regime has become particularly topical after Brexit, as the United Kingdom is now a third country from the perspective of the European Union. This book investigates whether the current equivalence system is fit for its purpose, namely facilitating cross-border finance while minimizing as extensively as possible financial risks.
After describing how the European Commission adopts equivalence measures, the book examines the implementation of the equivalence regime for the following entities: Credit Rating Agencies, Benchmarks, Trading Venues, Investment Firms, Investment Funds, Central Securities Depositories, Trade Repositories, and Central Counterparties. Addressing the most recent policy and legal developments, Equivalence in Financial Services provides an insightful guide into this complex area of financial regulation for scholars of financial regulation, legal practitioners, and policy makers.
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